electronic translators, electrical exam prep, scanners, spy gadgets, dvr, hidden cameras, weather radios
Bookmark and Share
Products Articles  Book Reviews  Brainpower Newsletter Contact Us      Home  Search

Stock Broker Contract

All Legal Articles

This is a basic contract for dealing with a stockbroker. You may copy it into your word processor.

CONTRACT WITH STOCK BROKER

This agreement dated __________(1)___________, is made By and Between ___________(2)____________, whose address is ____________(3)______________, referred to as "Owner", AND ____________(4)_________, whose address is ________(5)__________,

referred to as "Broker."

1. Employment of Broker. Owner authorizes the broker to act on Owner's behalf and as attorney-in-fact to buy, sell and trade in stocks, bonds and other securities and/or commodities and/or contracts relating to the same on margin or otherwise for Owner's account and at his risk in his name.

2. Term of Contract. This contract shall remain effective until it is revoked by either party on written notice to each other. Such revocation shall not affect any liability with respect

to transactions which have been initiated prior to the revocation.

3. Compensation. Owner agrees to compensate the broker for the services rendered in accordance with this contract as follows: [indicate rate of compensation and how determined].

4. Who is Bound. This contract shall be binding upon and for the benefit of the parties hereto including their successors and assignees.

5. Complete Agreement. This contract supersedes all prior agreements and understandings between the parties, it may not be modified, changed or altered by any of the parties without a further written contract signed by both parties.

6. Signatures. Both the Broker and Owner agree to the above.

Witnessed or Attested by:

____________(6)_________________ _____________(7)______________

"OWNER"

____________(6)_________________ ____________(8)______________

"BROKER"

 

NOTICE

The information in this document is designed to provide an outline that you can follow when formulating business or personal plans. Due to the variances of many local, city, county and state laws, we recommend that you seek professional legal counseling before entering into any contract or agreement.

 

Legal Resources

 

Legal (General)

Affidavits

Business Law

Commercial Code

Contracts

Ethics

Legal Forms

Taxes

Wills

 

WizCom InfoScan TS Elite Scanning Pen Need to do legal research? The WizCom Infoscan Elite Scanning Pen is perfect for taking notes in a law library or other information repository.

Instead of feeding coins to a copy machine, dragging your laptop around, or going nuts trying to key in your hastily-scrawled hand-written copy of source material, just use this note-taking pen to pick up the material directly and store it in the pen. Then transfer to your PC later when you're back at home base.

The Infoscan TS Elite scanning pen makes digital note-taking as easy as using a standard highlighter.

 

Articles | Book Reviews | Free eNL | Products

Contact Us | Home

This material, copyright Mindconnection. Don't make all of your communication electronic. Hug somebody!